Bernardo Sorj*
1) The construction of identities is the cultural mechanism through which human
finitude is expressed (i.e., our consciousness/feeling of separation from the rest
of the universe, the fragility and fugacity of life, and the certainty of death). It
differentiates individuals and groups and rebinds them to the social universe and
Comment: Identity is one of the paths culture provides us with for facing our
finitude. In addition to using hallucinogens or alcohol (which at times drastically
limit self-awareness), a number of spiritual approaches try to reach ecstasy or to
void the ego by suspending one’s state of reflective consciousness.
2) Social identity is constructed around an identification with beliefs, symbols, and
practices that delimit, or create boundaries, constraining the individual or group
tendency to blend with others. Identities allow the construction of ‘memories’
and narratives of selves and groups.
3) A social identity presumes: (a) one or several criteria that define the rules for
‘joining the club’; (b) a set of social practices and symbolic systems that
explain/confirm the individual’s or group’s singularity; and (c) a formal
authority (as, for example, a judge or rabbi) or an informal one (a consensus that
affirms the individual or group image/definition, either by that individual or
group itself or by someone else or some other group).
* Professor of Sociology, Federal University of Rio de Janeiro and Director of the Edelstein Center for
Social Research ([email protected]).
4) Identities may be: (a) self-defined, that is, freely chosen; (b) ascribed, by facts of
birth, biography, and social context (e.g., nationality, family name, stigma); or
Identities form the basis of an individual’s and a social group’s classificatory
systems, within which each presents a version of him or herself and of the other. In
other words, the definition of an identity always depends upon who the observer is
5) Identities are always contingent, that is, the product of historical, social, and
psychological circumstances. As sociologists like to point out, they are social
constructions. However, for the individuals who live these identities, they are
not random but rather the very meaning of life, the thing that tells each of us
what our ‘natural’ place in the world is.
Individual identities are defined by a variety of affiliations (sense of
belonging/identifications)—biological, social, or mythical, for example. Individual
identities are always multiple (e.g., familial, geographical, political, religious).
However, such concepts as hybrid, mutant, multiple, fluid identities do not preclude
analysis of the mechanisms that ensure the institutional stability of collective
identities. Stability should be looked for in the existence of institutions specialized
in establishing boundaries and group rules.
6) Both individual and collective identities depend on shared values. Individual
identity does not exist outside of a shared cultural framework. In traditional
societies, the space for individual identity was heavily bound and limited by
collective identity and by mechanisms of imposition that operated through the
social control of religious/political authority. In modern times, the relation has
been inverted, demanding that each individual view his or her identity as a
willful act, that is, an autonomous moral choice, experienced as a personal
7) In modern liberal societies, there is still a feeling of ‘us’, of community, but each
member of the group has the right to define what he or she understands by ‘us’.
The meaning of identity is to be constructed individually. Every time authority is
delegated to a symbolic power (for example, to a pastor or rabbi), this is an act
of individual will that can be suspended at any moment.
8) One or several identities can be experienced as sacred (from a religion to a
soccer team)—that is, as a transcendental force that lends meaning to life.
9) Although the sociological and psychological mechanisms for constructing
identities are universal and determinable, the social sciences have not arrived at
equally solid explanations for why certain identities, especially religious and
ethnic, display an endurance down through time and an ability to survive the
most diverse historical transformations. In other words, while all identities may
use similar formal mechanisms of reproduction, their contents have specific
10) Respect for everyone’s right to choose, construct, and live his or her identity is
the basis of a democratic, humanistic society. The greatest danger to human
freedom in modern times comes from those who try to impose decisions upon
others concerning their individual and collective identities. The paradox—and
the limit—of democratic values is that they must permit the free exercise of all
identity, save those identities that aim at suppressing other people’s freedom of
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11) Down through modern times, Judaism—like all religions—has constructed its
identity upon a series of beliefs and myths, and upon practices and rituals
grounded in a separation between pure and impure, between profane and sacred,
and between Jews as the chosen people (in any religion, those who believe in it
are the chosen—“there is no salvation save in the Church”) and other people.
12) Found in the Bible, this set of practices was radicalized by the rabbis in order to
create the conditions necessary for surviving the diaspora. The absence of a
shared geographic space that would naturally separate Jews from non-Jews
prompted the extension of the purity/impurity laws to almost all acts, ritualizing
all daily practices and thus hampering the natural mixing that life in the diaspora
13) Rabbinical Judaism was constructed as an identitary system that defined: (a)
entry rules (conversion or consanguinity—originally patrilineal and later
matrilineal); (b) a set of practices and beliefs (laws on purity/impurity, rituals,
and endogamy; narratives on the meaning of history, messianic hope, systems
for the intergenerational transmission of knowledge, the expectation that another
world exists and that rebirth will occur in the end times); and (c) an authority
system centered on rabbinical authority (at moments of major decision-making,
this authority is always exercised collectively and through delegation of power
from the community, since in Judaism the rabbi enjoys no special theological
status nor does the rabbinate have a hierarchical structure).
14) Modern times shattered the foundations of rabbinical Judaism. Most Jews
embraced the values of modernity. Equality before the law and the opportunity
to take part in all areas of social life opened up new possibilities. For the Jews—
a group that had been oppressed for centuries—modernity represented a unique
chance to enjoy recognition, dignity, and social mobility.
15) Modern Judaism separated (a) Jews and Judaism; (b) Jews from Judaism; and (c)
Judaism from an ultimate source of authority. It separated Jews and Judaism
because, while traditionally each Jew had sought to embrace a shared image of
Judaism, in modern society each individual produces his or her own version of
what Judaism means. It separated the Jews from Judaism because in modern life
Judaism occupies only part of each Jew’s existential space, for each feels he or
she belongs to other collectivities (for instance, a professional circle, country of
residence, social class, humanity). Lastly, it deprived Judaism of an ultimate
source of collective authority by transferring to individual consciousness the
definition of Judaism, thereby pluralizing Judaism.
16) During the transition into modernity, a series of efforts were made to integrate
Judaism and modernity into a coherent whole. These secularizing versions of
Judaism were expressed not only in religion (liberal and conservative Judaism)
but also in political ideologies (Bundism—that is, Yiddish socialism—and
Zionism). In all cases, the goal was to integrate Judaism with the values of
modernity by reinterpreting, moderating, or eliminating practices centered on the
17) Starting in the eighteenth century, the new religious and secular versions of
Judaism sought to emphasize the continuities between Jewish tradition and the
values of modernity as a way of facilitating the social integration of Jews and
their acceptance by non-Jews. In so doing, the particularistic dimensions of
Jewish identity were minimized or negated. Nineteenth- and twentieth-century
Judaism presumed modernity to be a set of coherent, universal values and failed
to recognize the diversity of identities and particularist loyalties of life in
modern times. Defending an inclusive view of humanity, the universalist
discourse is in fact particularist, for it offers one possible view among many
other possible views of what constitute universal values. In practice, modern
man displays multiple identifications and loyalties—familial, local, national,
religious, political, professional—that cannot be reduced to a single coherent
whole and that at times fall into contradiction with each other. In short, all
individual identity has its schizophrenic dimensions. If in modernity Jews have
especially suffered from the schizophrenic nature of all identity, this is because
they have been accused of displaying multiple loyalties and particularisms that
are normally accepted in the majority of the population.
18) From its origins down to our present times, Judaism has built itself around the
experience of a small tribe/group/people/religion set within hostile surroundings,
dominated by great empires, or living as a minority in a context of diaspora.
From the Egyptian exodus to the judges and the prophets, from the destruction
of the Temple to the holocaust, the memory of Judaism—in mythical or
historical accounts or in individual psychic experience—is one of resilience and
endurance in the face of adversity. (In fact, the motive for the ‘happiest’ of
religious festivals, Purim—the Jewish Carnival—is Queen Esther’s act of saving
The long debate over what defines the modern Jew—is it anti-Semitism, that is, an
outside element, or some inner content?—is a false debate. In the construction of the
Jewish culture—and this holds true for any people—persecution is never a purely
‘external’ dimension, an imposition from the outside in relation to which Jews
passively take a stance, either accepting or fleeing from Judaism. The persecuted
one is never merely a passive victim. Out of persecution, the Jews constructed a
culture and the practical knowledge of how to survive. They built group solidarity
(explicit or not), institutions, and narratives within which the persecution experience
was re-elaborated and transformed into ways of acting and thinking. It includes
unconscious psychic components, where insecurity coexists alongside the ability to
resist, and self-destructive trauma coexists alongside creative wisdom, components
always present in a more or less diluted way among those whose biography (usually
through the family) led them to receive this cultural heritage.
Comment: The fact that someone has received this heritage does not
automatically make him or her Jewish; this requires a personal decision.
19) For the majority of modern Jews, Jewish identity displays the following
features: (a) it is a part-time identity—in other words, on a conscious level,
Jewish identity only appears circumstantially; (b) it is modular, that is, Jewish
tradition becomes like a game of Lego’s, where everyone gets to rebuild his or
her own personalized model; (c) it is mutant, keeping in step with society’s
ongoing transformations; and (d) it depends upon the life cycle, that is, on
intergenerational relations and passages in our personal lives.
20) With few exceptions—like conversions—the origin of Jewish identity is
ascribed, that is, it is a product of the destiny of being born into a family with a
Jewish father and/or mother. For the modern man or woman, what Judaism and
being Jewish means is a personal question, one that cannot be transferred to an
external authority. The discussion about what constitutes the essence of Judaism
belongs to the culture wars inside Judaism, which depend upon historical context
and on the capacity for political action displayed by the different groups
21) Comment: As to those people with a Jewish family background who do not
define themselves as Jewish, they do not have a Jewish identity. One could
argue that an outside eye—usually an anti-Semitic one—might define them as
Jews. But in this case, Judaism is not an identity but a stigma, for it does not
express these individuals’ free choice. If, for instance, someone with Jewish
parents opted to become a Christian and even so was killed in the Holocaust, this
doesn’t mean he or she died as a Jew. He or she died as a Christian, murdered by
the bloody insanity of an ideology that did not admit people could choose their
22) Although from the perspective of sociology or modern ethics, defining what it
means to be a Jew or what Judaism means is an individual question, the
collective dimensions of Jewish identity (e.g., entry rules and rites of passage or
membership) are a political issue, that is, they belong to the public space and
collective construction. Defining who is a Jew has different consequences in the
diaspora and within the State of Israel. The diaspora has room for an infinite
variety of Jewish communities, each with its own criteria and in implicit or
explicit dialog with the others. Within the State of Israel, the definition of who is
Jewish has another kind of consequence: it determines whether a person will
have the right to Israeli citizenship. (At present, two definitions of ‘Jewish’
coexist in Israel, one handed down by the Supreme Court, which established that
anyone whose grandfather or grandmother was Jewish has the right to access to
Israeli citizenship through the “law of return”, and one defined by the Orthodox
rabbinate, to whom the State entrusted the internal adjudication of nationality
and which upholds an orthodox, rigid definition.)
Curriculum Vitae Personal Data: Name Surname Date of Birth Nationality Sex Marital Status Telephone Educational Background: (Last One First) Certificate Degree Name of Institution Attended Date Received Title of Post-Graduate Thesis: Farhangeh masurateh metuneh erfani [Encyclopedia of mystic text’s qoutations]
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