Coronary collateral growth by external counterpulsation: a randomised controlled trial
Steffen Gloekler, Pascal Meier, Stefano F de Marchi, et al.
2010 96: 202-207 originally published online November 5, 2009
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Coronary collateral growth by externalcounterpulsation: a randomised controlled trial
Steffen Gloekler, Pascal Meier, Stefano F de Marchi, Tobias Rutz, Tobias Traupe,Stefano F Rimoldi, Kerstin Wustmann, He
´le`ne Steck, Ste´phane Cook, Rolf Vogel,
occlusion duration, the option of reducing infarct
Background The efficacy of external counterpulsation
size by collateral artery growth promotion is
(ECP) on coronary collateral growth has not been
investigated in a randomised controlled study.
Collateral growth is triggered by increased
Correspondence toProfessor Christian Seiler,
Objective To test the hypothesis that ECP augments
tangential fluid shear stress at the endothelium, the
collateral function during a 1 min coronary balloon
product of spatial flow velocity changes during the
cardiac cycle and blood viscosity.4 Lower-leg, high-
Patients and methods Twenty patients with chronic
pressure external counterpulsation (ECP) triggered
stable coronary artery disease were studied. Before and
after 30 h of randomly allocated ECP (20 90 min sessions
signal and thus, tangential endothelial shear stress
over 4 weeks at 300 mm Hg inflation pressure) or sham
in addition to the flow signal caused by cardiac
ECP (same setting at 80 mm Hg inflation pressure), the
stroke volume. In this context and particularly
invasive collateral flow index (CFI, no unit) was obtained
because of the relevance of diastolic flow augmen-
in 34 vessels without coronary intervention. CFI was
tation for the coronary circulation. ECP has been
determined by the ratio of mean distal coronary occlusive
shown to improve myocardial blood flow and to
pressure to mean aortic pressure with central venous
ease related symptoms.5 ECP has been repetitively
pressure subtracted from both. Additionally, coronary
hypothesised but not investigated in a randomised
collateral conductance (occlusive myocardial blood flow
controlled fashion with regard to coronary arterio-
per aorto-coronary pressure drop) was determined by
myocardial contrast echocardiography, and brachial
Therefore, the goal of this study in patients with
artery flow-mediated dilatation was obtained.
chronic stable CAD was to test the hypothesis that
Results CFI changed from 0.125 (0.073; interquartile
range) at baseline to 0.174 (0.104) at follow-up in theECP group (p¼0.006), and from 0.129 (0.122) to 0.111
(0.125) in the sham ECP group (p¼0.14). Baseline to
follow-up change of coronary collateral conductance was
Twenty patients with chronic stable one- (n¼3),
from 0.365 (0.268) to 0.568 (0.585) ml/min/100 mm Hg
two- (n¼9) or three-vessel (n¼8) CAD (stable,
in the ECP group (p¼0.072), and from 0.229 (0.212) to
exercise- or stress-induced angina pectoris) eligible
0.305 (0.422) ml/min/100 mm Hg in the sham ECP group
for percutaneous coronary intervention (PCI) of at
(p¼0.45). There was a correlation between the flow-
least one stenotic lesion were included in the study.
mediated dilatation change from baseline to follow-up
All underwent diagnostic coronary angiography
and the corresponding CFI change (r¼0.584, p¼0.027).
because of symptoms related to CAD. Patients were
Conclusions ECP appears to be effective in promoting
prospectively selected on the basis of the following
coronary collateral growth. The extent of collateral
criteria: (1) no previous transmural infarction in the
function improvement is related to the amount of
myocardial areas assessed for coronary collaterals,
improvement in the systemic endothelial function.
(2) normal left ventricular ejection fraction, (3) nocongestive heart failure, (4) no baseline ECG ST-segment abnormalities, (5) no aortic regurgitation,
(6) no lower-leg deep vein thrombosis as assessed by
Cardiovascular disease is the leading cause of death
duplex sonography, (7) no atrial fibrillation or
in industrialised countries and may become the
frequent supraventricular or ventricular beats.
most important reason for mortality world wide.1
Patients were randomly assigned to lower-leg,
In patients with coronary artery disease (CAD), the
high-pressure (300 mm Hg cuff inflation pressure;
size of myocardial infarction mainly determines
ECP group, n¼10) or low-pressure (80 mm Hg cuff
outcome after such an event.2 Accordingly, it is the
inflation pressure; sham ECP group, n¼10) ECP
primary strategy to reduce cardiovascular mortality
treatment with a total of 20 90 min sessions (¼30 h;
by shrinking infarct size. Infarct size is directly
5 days a week, 4 weeks). The randomisation scheme
influenced by the following factors: duration of
in two block sizes of 10 was generated using
coronary occlusion, ischaemic area at risk for
the website Randomization.com (http://www.
infarction, lack of collateral blood supply to the
randomization.com, accessed November 2009)
ischaemic zone, absence of ischaemic preconditioning
before the study began, whereby a study nurse, but
before the infarct, myocardial oxygen consumption
not the investigators performing the study
during the infarct.3 Aside from curtailing coronary
measurements and data analyses, were aware of the
Heart 2010;96:202e207. doi:10.1136/hrt.2009.184507
randomisation key. Collateral function and absolute myocardial
was selected for CFI measurements. This vessel underwent PCI
perfusion were assessed during balloon occlusion in a stenotic
following ECP treatment. Additionally, and if suitable, an angio-
and, if possible, in an angiographically and functionally normal
graphically and functionally normal coronary artery was selected for
coronary artery at baseline before and immediately after the
CFI measurement (normal vessel). In both arteries, fractional flow
reserve was determined for functional assessment with the pressure
This investigation was approved by the institutional ethics
guidewire positioned distally in the vessel using a bolus of intra-
committee, and the patients gave written informed consent to
coronary adenosine (12 µg for the right, 18 µg for the left coronary
artery) for induction of hyperaemia. At baseline and follow-up, anadequately sized angioplasty balloon catheter (10e20 mm in length,
Cardiac catheterisation and coronary angiography
diameter ranging from 2.5 to 4 mm) was positioned proximal to the
Patients underwent left heart catheterisation for diagnostic
stenosis to be dilated, and at a proximal location in the normal vessel,
purposes from the right femoral approach. Aortic pressure was
while the pressure guidewire was positioned distally in the respective
measured using a 6F PCI guiding catheter. Central venous
vessels. Balloon inflation for collateral measurement before ECP
pressure (CVP) was obtained via the right femoral vein. Left
treatment occurred in the proximal, non-stenotic vessel segment at
ventricular end-diastolic pressure was determined before PCI.
a pressure of 1e2 atmospheres. During this vessel occlusion, simul-
Biplane left ventriculography was performed followed by
taneous Poccl, Pao and CVP were obtained for the calculation of CFI.
biplane coronary angiography. Coronary artery stenoses were
The initial invasive procedure was followed by 30 h of ECP treat-
determined quantitatively as percentage diameter narrowing
ment at high or low cuff inflation pressure starting the day after the
(>50% diameter reduction being a relevant stenosis severity).
baseline procedure. The patients and the investigators performingthe study measurements and data analyses were blinded to the ECP
study group assignment (ECP sessions performed by a study nurse).
All drugs were left unaltered during the study period. The invasive
Coronary collateral flow relative to normal antegrade flow
follow-up examination immediately after the treatment period
through the non-occluded coronary artery (collateral flow index,
consisted of intracoronary measurements identical to those described
CFI) was determined using coronary pressure measurements. A
above. PCI of the stenotic lesion initially selected for dilatation was
0.014 inch pressure monitoring angioplasty guidewire (Pressure
performed immediately after the follow-up measurements.
Wire, Radi, Uppsala, Sweden) was set at zero, calibrated,
Absolute myocardial blood flow at rest and during hyperaemia in
advanced through the guiding catheter and positioned in the
the areas supplied by the coronary arteries of interest was obtained
distal part of the vessel of interest. CFI was determined by
using contrast echocardiography at baseline and at follow-up
simultaneous measurement of mean aortic pressure (Pao, mm
simultaneously with the invasive procedures. Hyperaemia was
Hg), distal coronary artery pressure during balloon occlusion
induced by intravenous adenosine (140 µg/min/kg), and myocar-
(Poccl, mm Hg), and the CVP (mm Hg). CFI was calculated as
dial perfusion reserve was calculated as absolute blood flow during
hyperaemia divided by blood flow at rest (both in ml/min/g). Inaddition, myocardial blood flow at rest was also obtained during
coronary occlusion simultaneously with the CFI measurement.
Absolute myocardial perfusion or blood flow at rest and duringhyperaemia was assessed quantitatively using myocardial
contrast echocardiography (MCE; Acuson Sequoia 512, Acuson
Sample size calculation was based on the assumption of
Siemens, Mountain View, California, USA), whereby a previ-
detecting an increase during follow-up in CFI of at least 50% in
ously described and validated algorithm was employed.10 Briefly,
the ECP group as compared with the sham ECP group. At
for the calculation of absolute blood flow, the constituent factors,
a statistical power of 80%, the number of vessels to be measured
relative myocardial blood volume rBV and its refill rate
was estimated to be 30. Since in the majority of patients, CFI
following destruction of echo contrast microbubbles, were
would be obtainable in >1 vessel, the number of patients esti-
obtained during vessel patency. Myocardial blood flow is equal to
mated to be included in the study was 20.
the product of rBV and b divided by myocardial tissue density.10
Continuous data are given as median and interquartile range.
Absolute myocardial blood flow at rest was also determined
Baseline characteristics between the groups were analysed by
during coronary occlusion, thereby allowing the calculation of
a ManneWhitney U test for continuous data and by c2/ Fisher’s
coronary collateral conductance (myocardial blood flow/
exact tests for categorical data. Within-group analyses at
different time points were performed by a Wilcoxon signed rank
As a parameter characterising the functional influence of the
test. Between-group comparison of treatment-induced changes
added shear rate signal by ECP on the circulation, right brachial
of continuous end points was performed by a ManneWhitney U
artery flow-mediated vasodilatation (FMD) was determined
test. Linear regression analysis was used for the comparison of
before and after ECP treatment by two-dimensional vascular
ECP-induced CFI changes and corresponding FMD changes.
Continuous values are given as median and interquartile range. Differences were considered statistically significant at a two-
sided p value of <0.05. Statistical analysis was performed using
FMD measurement was performed while fasting before and
after ECP treatment (before PCI) during a session separate fromthe invasive procedure.
At the start of both baseline and follow-up invasive procedures, all
patients received 5000 units of heparin intravenously. Following
Patient characteristics and clinical data at baseline
diagnostic examinations, two puffs of oral isosorbide dinitrate were
The two groups had similar key baseline characteristics, such as
given. The coronary artery regarded as the lesion responsible for the
age, gender, cardiovascular risk factors and cardiovascular
patient’s symptomsdthat is, the one with the most severe stenosis,
Heart 2010;96:202e207. doi:10.1136/hrt.2009.184507
History of prior myocardial infarction (%)
Family history of coronary artery disease
Data are given as median (interquartile range) for continuous variables. CFI, collateral flow index; ECP, external counterpulsation; LAD, left anterior descending
artery; LCX, left circumflex coronary artery; RCA, right coronary artery.
amounted to +0.069 (0.128) in the ECP group and to À0.017
(0.049) in the sham ECP group (p¼0.0009). The respective
numbers in the 20 study patients focusing on stenotic vessels
were +0.104 (0.095) in the ECP group and À0.034 (0.122) in the
BMI, body mass index; CCS, Canadian Cardiovascular Society; ECP, external
MCE-derived myocardial blood flow reserve in the region
subtended by the vessels in which CFI was obtained changed from1.51 (0.96) at baseline to 2.06 (1.22) in the ECP group (p¼0.11), and
Invasive and haemodynamic data at baseline
from 1.26 (1.99) at baseline to 2.11 (2.95) in the sham ECP group
Haemodynamic and angiographic data at baselinedthat is,
(p¼0.40). Resting coronary collateral conductance as obtained by
systemic blood pressure, heart rate, left ventricular ejection
MCE during vessel occlusion increased from 0.365 (0.268) at
fraction and end-diastolic pressure, the structural and functional
baseline to 0.568 (0.585) ml/min/100 mm Hg at follow-up in the
(fractional flow reserve) severity of CAD were not significantly
ECP group (p¼0.072), and from 0.229 (0.212) at baseline to 0.305
different between the groups (table 2).
(0.422) ml/min/100 mm Hg at follow-up in the sham ECP group
The stenotic and the normal vessels undergoing CFI
(p¼0.45; figure 2). Right brachial artery FMD increased from 4.3%
measurement as well as the CFI measurement site were similarly
(1.5) at baseline to 6.9% (3.5) at follow-up in the ECP group
distributed between the groups. CFI values at baseline did not
(p¼0.018), and from 6.0% (3.0) at baseline to 7.6% (3.5) at follow-
differ significantly (table 2). Right brachial artery diameter was
up in the sham ECP group (p¼0.10). The absolute change in FMD
4.1 (1.1) mm in the ECP group and 4.0 (1.3) mm in the sham ECP
from baseline to follow-up as obtained in all vessels amounted to
group (p¼0.44). Right brachial artery flow-mediated dilatation
+1.75% (2.8) in the ECP group and to +0.50% (1.0) in the sham
was 4.3% (1.5) in the ECP group and 6.0% (3.0) in the sham ECP
ECP group (p¼0.07). There was a direct correlation between the
group (p¼0.14). Myocardial blood flow reserve at baseline as
FMD change from baseline to follow-up and the corresponding
determined by MCE was 1.51 (0.96) in the ECP group and 1.26
(1.99) in the sham ECP group (p¼0.56).
In the ECP group, fractional flow reserve increased from
Treatment-induced changes of study end points
baseline to follow-up from 0.85 (0.13) to 0.91 (0.07) (p¼0.05),
whereas it changed from 0.88 (0.07) at baseline to 0.87 (0.04)
CFI values as obtained in 34 normal and stenotic vessels changed
from 0.125 (0.073) at baseline to 0.174 (0.104) at follow-up inthe ECP group (n¼15; p¼0.006), and from 0.129 (0.122) to 0.111
(0.125) in the sham ECP group (n¼19; p¼0.14; figure 1). CFI
This randomised controlled clinical study in patients with
values as obtained in the stenotic vessels of the 20 patients
chronic stable CAD documents that ECP improves collateral
changed from 0.098 (0.102) at baseline to 0.173 (0.071) at follow-
function to a briefly occluded vessel. The level of CFI improve-
up in the ECP group (p¼0.003), and from 0.129 (0.164) to 0.109
ment in response to ECP treatment is directly related to the
(0.090) in the sham ECP group (p¼0.121). The absolute change in
induced change of endothelium-dependent brachial artery
CFI from baseline to follow-up as obtained in all vessels
Heart 2010;96:202e207. doi:10.1136/hrt.2009.184507
collateral flow index (vertical axes) from
(ECP; left panel; black lines) and to sham
ECP (right panel; red lines). Red linesindicate mean values6SD. Collateral flow index (no unit)
uncontrolled investigation in patients with CAD who were
More than half a century ago, Kantrowitz described diastolic
initially allocated to ECP and later to a control group without
augmentation of aortic perfusion pressure as a way to increase
ECP.7 Patients in the ECP group showed a significant increase in
coronary blood flow.12 Diastolic pressure augmentation by ECP
coronary pressure-derived CFI; there was no change in CFI in the
at a pressure of 300 mm Hg results in an increase in diastolic and
control group. Also similar to our study, fractional flow reserve
mean aortic and coronary pressure, a decrease in systolic pressure
increased in the ECP group but not in the control group.
and an increase in coronary Doppler flow velocity.13 So far, there
Our study verifies the positive effect of ECP on the coronary
has been only one controlled clinical trial investigating the effect
collateral circulation in several ways. The primary study end
of ECP versus sham ECP, showing a benefit of the former on the
point, CFI, improves in response to ECP in an unexpected
severity of angina pectoris, on the use of glyceryl trinitrate, on
magnitude, in comparison with other forms of coronary collat-
physical exercise capacity, and on the time to ECG ST-segment
eral growth promotion in humans (eg, colony stimulating
depression during exercise;14 myocardial perfusion was not
factors16 17). Coronary collateral conductancedthat is, the
obtained in that study. More than a dozen other studies on the
reference parameter describing tissue perfusion in experimental
same subject have employed an uncontrolled design.5 Accord-
studies, is augmented likewise in the ECP group. Collateral
ingly, the European Society of Cardiology views ECP as a prom-
conductance obtained by MCE was measured independently of,
ising modality with more clinical trials needed to define its role in
and simultaneously with, the invasive CFI assessment. In a clin-
treating refractory angina pectoris.15 Masuda and coworkers6
ical study, this is unique and unprecedented, because other
sought to elucidate the mechanism by which ECP exerts its
modalities to obtain absolute tissue perfusion in humans do not
beneficial effects on chronic angina pectoris. Using [13N]
allow such measurements to be performed during a brief artificial
ammonia positron emission tomography, they found in 11
coronary balloon occlusion. Myocardial blood flow reserve as
patients undergoing 35 1 h sessions of ECP that myocardial
obtained during vessel patency and before PCI, and thus
perfusion at rest and in response to dipyridamole was increased
representing changes in collateral flow, points in the same
at the end of the treatment (myocardial blood flow reserve
change from 1.7560.24 to 2.0860.28).6 Myocardial blood flowreserve in response to ECP serves as an ‘anchor’ parameter for
Underlying pathogenetic principle of physical collateral growth
comparison in the context of our study, in which a numerically
similar, but insignificant increase was found in the ECP group. In
Since fluid shear stress, the trigger of arteriogenesis, is the
the study by Masuda et al,6 an augmented coronary collateral
product of the spatial flow velocity change between different
circulation aside from reduced ventricular after load has been
fluid layers (dv/ds¼shear rate) and the blood viscosity, and
hypothesised to play the central role in the mechanism, whereby
because the latter can be regarded as remaining constant over the
ECP exerts its benefits. However so far, the collateral or arterio-
course of 4 weeks, the focus with regard to physical forms of
genesis hypothesis has never been tested in a randomised
collateral growth is on the amplitude, duration and number
controlled trial. Very recently, Buschmann et al performed an
of flow velocity signals per cardiac cycle operative at the
(ECP; left panel; black lines) and to shamECP (right panel; red lines). Red lines
(ml/min/100mmHg) 0.20 Collateral conductance
Heart 2010;96:202e207. doi:10.1136/hrt.2009.184507
between ECP-induced improvement in brachial artery endothe-lial and coronary collateral function. The functional parameter of
myocardial blood flow reserve, a parameter obtained in this study
by myocardial contrast echo behaved similar to FMD withoutreaching statistical significance.
The main limitation of this study is its small sample size. Thus,
despite the unexpectedly marked effect of ECP on collateralfunction, the
findings should be interpreted as proof of concept
ECP group:
that ECP might promote coronary collateral growth rather than
Delta collateral flow index (follow-up minus baseline) -.15 y=-0.018+0.029x
definite evidence of efficacy. Data are even more limited with
r=0.584, p=0.0273
regard to the secondary end point of FMD.
The principal explanation for the incomplete agreement
Delta flow-mediated dilation
between contrast-echo-derived myocardial blood flow reserve
(%; follow-up minus baseline)
and FMD, respectively, between collateral conductance and CFIis mainly related to the difficult examination conditions for
Correlation between the change during follow-up in brachial
transthoracic echocardiography with the patient lying on his
artery flow-mediated dilatation (horizontal axis) and the corresponding
back on the catheterisation laboratory table. In comparison with
change in collateral flow index (vertical axis). Cross symbols: external
the usual left lateral supine position, respiratory artefacts impair
counterpulsation (ECP) group; blue dots: sham ECP group.
the ultrasound image quality much more in the supine backposition.
endothelium. Hence, the following classes of physical collateralgrowth promotion can be distinguished: increased cardiac output
Acknowledgements Supported by a grant from the Swiss National Science
(augmented flow rate with a respective increase in flow velocity),
extended duration of diastole and added number of diastolic flow
Contributors SG, PM, SFdM contributed equally to this study. All authors have
velocity signals. Both endurance exercise training respectively
substantially contributed to the work.
ECP treatment can be categorised accordingly as temporary and
Funding Swiss National Science Foundation for Research, Bern, Switzerland.
repetitive increase in cardiac output, respectively, added shear
rate signals. Alternatively, the prolonged diastole at rest inducedby the training could be responsible for the arteriogenic effect of
Ethical approval This study was conducted with the approval of the Kantonale
physical exercise. For the sake of the argument, the term arte-
riogenesis can be used in a broader sense than collateral growth
Provenance and peer review Not commissioned; externally peer reviewed.
promotiondnamely, as general arterial calibre growth. In thelatter context, there have been a number of studies confirming
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ANTIMICROBIAL RESISTANCE AMONG E COLI ISOLATES FROM CATTLE RECEIVING IN- FEED CHLORTETRACYCLINE AND INJECTABLE OXYTETRACYCLINE A. O’Connor1, C. Poppe2, S.W. Martin1 and S.A. McEwen1 1Department of Population Medicine, University of Guelph and 2Laboratory for Foodborne Zoonoses, Health Canadaus to estimate effects on resistance of in-feedmedication alone, and in combination with inje