Behavioural Neurology 18 (2007) 225–233
Neuropsychological rehabilitation in mild andmoderate Alzheimer’s disease patients
Avilaa,b,∗, Isabel A. M. Carvalhoa, C´assio M.C. Bottinoa and Eliane C. Miottoc
aOld Age Research Group (PROTER), Department and Institute of Psychiatry, Faculty of Medicine, University ofSao Paulo, Sao Paulo, Brazil
bDepartment of Psychiatry, Faculty of Medicine, University of Sao Paulo, Sao Paulo, Brazil
cDivision of Psychology and Department of Neurology, Hospital das Clinicas, University of Sao Paulo, Sao Paulo,BrazilAbstract. Objective: The purpose of this study was to analyze the effect of a neuropsychological rehabilitation (NR) program on patients with Alzheimer’s disease (AD). Methods: The sample was composed of 16 elderly outpatients who participated in an open trial with rivastigmine (6 to 12 mg/day) for 4 months and were randomized to 3 different groups: 1. group NR (N = 5), 2. individualized NR (N = 6) and 3. NR at home under supervision of a relative or caregiver (N = 5). All 3 groups fulfilled the same NR protocol consisting of a once a week session. Just before and after the 22 week period of rehabilitation, all patients were evaluated using psychiatric and functional scales, and neuropsychological tests by interviewers that did not participate in the cognitive training. Results: The intervention did not produce any statistically significant change, but small gains were observed on some cognition tests, activities of daily living (ADL), and psychiatric symptoms in groups 1 and 2. Conclusion: Group NR is recommended for reducing psychiatric symptoms, and individualized NR for improving ADL. NR at home either has no associated benefits, or the training sessions were not appropriately conducted by the caregiver. However, additional research with larger samples is necessary to confirm these observations.
Keywords: Alzheimer’s disease, neuropsychological rehabilitation, memory, activities of daily living
1. Introduction
more effective in treating AD than medication alone,and maybe this might be the most effective way of treat-
Substantial progress has been made in relation to
ing these patients [2,19,20,29,30]. However, in spite of
neuropathology and diagnostic criteria of Alzheimer’s
several accounts suggesting that rehabilitation is use-
disease (AD) over the last decades and also regard-
ful in treating patients with mild and moderate AD,
ing molecular biology, geriatrics and pharmacological
there is insufficient scientific evidence in the literature
treatment. Nevertheless, thousands of patients and their
from randomized controlled trials that have shown sta-
relatives across the world still have to learn how toovercome the difficulties that arise with the progression
tistically significant results. Although some of these
studies showed a slower decline or actual improvement
Recent studies suggested that the combination of
on specific cognitive tests, the studies have not shown
Neuropsychological Rehabilitation (NR) or Cognitive
statistically significant benefits from the NR interven-
Rehabilitation (CR) alongside medication could be
The goal of this study is to report the effects of
three different memory techniques and ADL training,
∗Corresponding author: Renata ´Avila, Guarara 529-cj. 135,
in combination with medication in mildly to moderate-
Jardim Paulista, Sao Paulo, Brazil. Tel.: +55 11 3885 8101; E-mail:[email protected].
ly impaired AD patients using three different interven-
ISSN 0953-4180/07/$17.00 2007 – IOS Press and the authors. All rights reserved
Avila et al. / Neuropsychological rehabilitation in mild and moderate Alzheimer’s disease patients
tion groups, all of which receive the same training but
3. Assessment instruments
Just before and after the 22 nd week of NR
period all patients were evaluated by the psychia-trist using the Bayer Scale for Activities of Dai-
2. Methods
ly Living (B-ADL) [14], Neuropsychiatric Inven-tory [14] (NPI), Hamilton Anxiety Scale (HAM-A) [16], Montgomery – Asberg Depression Rating
After the protocol was approved by the Ethics Com-
Scale (MADRS) [33], MMSE and CDR (as well as the
mittee and written informed consent was signed by
above, all patients carried out a Computed Tomogra-
each patient, eighteen elderly subjects (
agnosed with mild to moderate AD according to Na-
The following neuropsychological tests (Portuguese
tional Institute of Neurological Communicative Disor-
versions) were administered by the psychologist:
ders and Stroke (NINCDS/ADRDA) criteria [10] and
– Estimated Intelligence Quotient (IQ) based on
ICD-10 [26] criteria and having used rivastigmine 6
Wechsler Abbreviated Scale for Intelligence
to 12 mg/day, for more than 3 months, started an NR
training program. All subjects were outpatients from
– Verbal memory: Recognition Memory Test for
the Old Age Research Group (PROTER), at the Depart-
Words (RMW) [9], Logical Memory I and II –
ment and Institute of Psychiatry, Faculty of Medicine,
Wechsler Memory Scale – Revised (WMS-R) [6],
University of S˜ao Paulo, Brazil, previously submitted
to a diagnostic work-up for dementia. Two patients
– Visual memory: Recognition Memory Test for
could not continue the treatment, reducing the sample
Faces (RMF) [9], Visual Reproduction I and II
The sample had 3 male (17.6%) and 13 female
– Alzheimer’s Disease Assessment Scale – cognitive
(82.4%) patients and the mean age was 73.8 years
(SD: 4.8; range: 64–81). Seven patients were mar-
– Functional evaluation:
ried (43.8%) and 9 widows (56.3%). Exclusion criteria
[30], Memory Questionnaire of Daily Living
were illiteracy; under 60 years of age; severe dementia
(MQDL) for patients and relatives [23], Question-
with Clinical Dementia Rating (CDR) [4] > 2; history
naire of Quality of Life for patients and relatives
or clinical and/or radiological evidence of cerebrovas-
cular disease; history or clinical evidence of other neu-
All the scales and tests were administered by inter-
rological disease; severe systemic or cerebral diseases;
viewers that did not participate in the NR sessions and
history of other psychiatric disease, including clinical-
were blind to the patients’ treatment group.
ly significant, not controlled, depression; intoleranceto rivastigmine; participation in another study with in-vestigative drugs less than 4 weeks before this study
4. Rehabilitation methods
Before the initial assessment, subjects were ranked
The NR group session was formed by 5 patients, and
consisted in a 60-minute-session, once a week, coordi-
by age, education and severity of dementia and were
nated by one psychologist and one speech-pathologist.
pseudo-randomized in 3 groups also matched for age,
The individual NR group was formed by 6 patients, and
schooling, and severity of dementia. They were fol-
consisted of 40-minute-sessions, once a week, coordi-
lowed for a 22 week-period: Group 1 – weekly group
nated by the same psychologist and speech-pathologist.
sessions of NR (N = 5); Group 2 – weekly individ-
The 5 patients that formed the NR group at home were
ualized sessions of NR (N = 6); Group 3 – weekly
oriented by a relative or caregiver with an informative
sessions of NR at home monitored by a relative or a
guide coming to the hospital only for the medical ap-
caregiver (N = 5). Pseudo-randomization was made
pointments and for the assessments. The relatives and
by telephone by an assessor blind to the patient’s group.
caregivers of group 3 received an informative guide and
The sociodemographic characteristics of the 3 groups
were oriented on how to use it, before the beginning
of patients are presented in Table 1.
of NR. Relatives and caregivers also received a tele-
Avila et al. / Neuropsychological rehabilitation in mild and moderate Alzheimer’s disease patients
Socio-demographic characteristics Pre-cognitive training of the three groups studied
phone number to call if they had any queries or doubts
create a sentence or a short story with the words in-
about the training. The informative guide contained
tended to be learned or remembered. Each sentence
the same sequence of NR sessions performed by the
involved something particular and important for each
other 2 groups of patients, and consisted of 40-minute-
one. Patients were encouraged to remember the sen-
tence and the words. Just after, recognition tests were
During the NR program, the relatives and caregivers
done. This technique aims to facilitate the new mate-
of all 3 groups participated in a 90-minute-group ses-
rial codification through association with old and well
sion, once a month, coordinated by the same profes-
learned information (for more detail about this subject
sionals who worked with the patients.
see Deelman et al. 1994, cited by Miotto) [7]. Categorization: to improve learning and memory of
a word list, patients were asked to organize the list,
5. Neuropsychological rehabilitation program
dividing it into categories (clothing, food, animal, etc). In order to recall the list with greater ease, they were
In the present study three different memory tech-
asked to remember the categories first. As in the other
niques were used, aiming at facilitating learning and
training types, free recall and recognition tests were
recalling of material, motor movements, verbal associ-
conducted. In this technique, the material to be mem-
ation and categorization; ADL training with simulation
orized is organized into semantic categories. For this
of ordinary daily situations; and use of external aids
reason learning and recall is facilitated because cate-
like diaries, calendars and note books.
gories work like clues do. This technique is cited by
Motor movements: in order to learn the ordinary
Clare and Wilson [17] and Glisky and Glisky [8].
object’s name from a list of words, all patients were
ADL training: for this procedure three ADL were
trained to perform a motor movement or ‘mime’, as
selected to be trained: telephone use, giving and receiv-
if they were using certain object, like making the ges-
ing messages and diary use. For training these tasks,
ture of combing one’s hair to memorize ‘comb’. When
daily living situations were simulated, like making and
patients were asked to recall the object list, they were
receiving a real phone call using a telephone.
encouraged to repeat the mime and try to remember the
For all memory techniques training, different lists of
object the action related to. After free recall, recogni-
six words were used in each session, in three different
tion tests were done. This technique was based on a
stages: in the first stage all words were read for the
prior study made by Moore et al. [34], where patients
patients and just after they were asked to recall them.
with AD should choose a particular motor movement
In the second stage, the words were read together with
that matched each member of the NR group’s hobby, in
the presentation of the corresponding object, followed
order to improve the learning of the colleague’s name.
by recall. In the last stage, the memorization technique
The authors used motor movement because it involves
implicit memory, one kind of memory preserved in
repetitions were conducted. After these three stages,
recognition test was done with 10 objects. Verbal association: in order to improve learning and
Each memory technique took three consecutive ses-
memory for a list of words, patients were trained to
sions. However, in each session the order of the three
Avila et al. / Neuropsychological rehabilitation in mild and moderate Alzheimer’s disease patients
stages described above was modified. At the end of the
program, the techniques were reviewed. As well as theabove, ADL training sessions were conducted. Each
A 5% (0.05) significance level was adopted. The
task was trained during three consecutive sessions, in-
Statistical Package for Social Science (SPSS) [21] was
serted between the memory training, and then reviewed
selected in order to carry out the analyses.
at the end of the treatment. In the last session, there was
Initially, descriptive analyses were performed in-
one socialization activity with patients and relatives of
cluding mean, standard deviation, range and frequen-
the three groups, all participating in a party celebrating
cies on the data. Analyses of Variance (ANOVA) and
Tukey Test were applied in order to find any significant
Group support intervention for relatives and care-
differences between the three groups in terms of age,
givers: this monthly group session focused on orien-
education, MMSE, HAM-A, MADRS, NPI, B-AVD,ADAS-COG and Estimated IQ. All variables showed a
tation about AD course and prognosis, counseling and
support. All participants were encouraged to share their
Student’s t-test were carried out with the continuous
variables. For the categorical variables, the Wilcoxonanalysis was selected.
In order to compare the differences between the three
6. Procedures
groups, a series of ANOVAs were performed usingTukey as a “Post-Hoc” method.
Besides canonical statistical procedures, the effect
Before the beginning of NR program all selected pa-
size (ES) of scales and memory tests for each group
tients were evaluated by a standard protocol. The as-
were calculated, according to the formula:
sessment was done with the patient and a family mem-
mean post-treatment – mean/pre-treatment.
ber during a 40 minute session, and included the psy-
wood, Joyce and Stolee [16] stated that the ES takes in-
chiatric protocol. The evaluation was carried out at
to account the within-group variance on performance or
baseline, in order to evaluate the treatment effect, com-
behavior at baseline and that a larger number represents
paring their scores with a post treatment assessment.
After this assessment, a psychologist evaluated all pa-tients during two sessions of 1 hour each. All patientswere accompanied by a family member which is es-
7. Results
sential in order to answer the QOL and MQDL scales. However, they remained in a room separated from the
At baseline there were no statistically significant
differences between the three groups, but on MMSE,
Avila et al. / Neuropsychological rehabilitation in mild and moderate Alzheimer’s disease patients
Results of the neuropshychological tests Pre and Post – NR
Logic M I and II: Logic Memory I and II; Visual R.I and II: Visual Reproduction I andII; SRT: Selective Reminding Test; RMF: Recognition Memory Face; RMW: RecognitionMemory Words, Functional E.: Functional Evaluation; MQDL: Memory Questionnaire ofDaily Living; QOL: Questionnaire of Quality of Life.
ADAS-COG, NPI and IQ, group 3 subjects had the
cholinesterase inhibitors in AD have showed significant
effect of treatment when very large number of patients
The quantitative analyses regarding the NR program
are presented in Tables 2 and 3, where scales and tests
On the scales that evaluate global functioning,
scores applied to patients and their families, pre and
MMSE and ADAS-COG, it was observed that the pa-
post treatment are shown. The intervention did not pro-
tients who underwent NR in group or individually had
duce any statistically significant change in any group.
stabilized or slightly improved their scores, while those
But some observations could be made and will be dis-
who conducted training at home, had a decline in both
cussed in the next section. The results of ES on the
scales. From the 5 patients of group 3, relatives and
scales, memory and ADL tests on the 3 groups studied
caregivers of 3 (60%) patients reported having conduct-
are shown in Table 4, and no significant effects were
ed all week sessions as described in the guide, and 2
(40%) reported that they had not done this in 50% ofthe training sessions. 8. Discussion
The effects of the specific memory training tech-
niques were not seen in any of the three groups regard-
In the present study a NR program was applied in
ing the neuropsychological reassessment performed.
three different intervention groups. The intervention
This finding may suggest that the memory training
did not produce any statistically significant change;
brings no positive effects, or cognitive tests used here
however, a small improvement was observed in cog-
are not sufficiently sensitive to capture these positive
nition, functional aspects, and psychiatric symptoms
effects, or there were no sufficient numbers of patients
depending on the group, allowing some observations.
in any group to show a positive effect.
The lack of significant results may have been due
In addition, standardise neuropsychological tests are
to the small number of patients, while studies of
usually not sensitive to changes after cognitive or NR. Avila et al. / Neuropsychological rehabilitation in mild and moderate Alzheimer’s disease patients
ES of the scale and tests of the 3 groups studied
SRT: Selective Reminding Test; RMF: Recognition Memory Face;RMW: Recognition Memory Words. ∗On this scales negative results indicated an improvement.
One possible explanation is that they measure impair-
The pre and post results of MQDL and QOL instru-
ment instead of disability or handicap. The last two lev-
ments were not revealing, which indicates that the QOL
els should be the focus of NR outcome. This may mean
of these patients and relatives does not improve with
that some effects, of possible relevance to daily life, are
this type of intervention, and that the memory com-
missed. Davis et al. [31] noted an improvement, during
plaints can improve in some aspects, but deteriorate in
AD patients training, in recall of personal information,
face-name recall, and performance on the Verbal se-
A comparison can be made between the current re-
ries Attention Test. However, the improvement did not
sults and those from a previous study performed by
generalize to additional neuropsychological measures
Avila et al. [30] in a similar sample of patients undergo-
and was not captured by the outcome measured in their
ing weekly group and individualized sessions, as well
study. The same was observed in this study.
as informative group sessions for their families. In this
ADL training conducted in group sessions or at
previous study, significant improvement was verified inADL (p = 0.04), and a small improvement in memory
home, showed a reduced learning capacity as demon-
and psychiatric symptoms. It is likely that in group ses-
strated by lack of improvement in ADL. However, the
sions the focus is on enhancing social, psychological
patients who underwent individual NR demonstrated
and behavioural aspects, whereas in the individual ses-
small improvements (Functional evaluation: pre 5 and
sions more attention is given to the ADL and memory
post 6, out of 9 points; B-ADL: pre 5.49 and post 4.99,
out of 10 points) possibly because in individual train-
During the NR sessions with the patients, and in the
ing sessions, the specific difficulties of each one are
support groups for relatives and caregivers, some ob-
dealt with directly. As improvement was not noticed
servations were made. It was noted that in some ses-
in the patients who underwent home training, we can
sions of the group therapy, specifically during memory
assume that the training sessions were either not con-
training, a lack of enthusiasm and even a certain resis-
ducted properly or there were non-random differences
tance to learning some of the techniques, was noticed.
between groups, due to the small numbers of patients
This lack of enthusiasm was proportional to the ability
to respond to the memory training. Those who were
As for psychiatric symptoms, such as anxiety and
able to benefit from the repetitions as well as the tech-
depression, group 1 (Group NR) only showed a positive
niques were more engaged with the treatment, while
effect (HAM: pre 4.00 and post 3.40; MADRS: 5.60
those who had more difficulties were less willing to
post 4.80), while the other intervention group did not.
We can infer that being with other people who have sim-
One family member and one caregiver who conduct-
ilar difficulties, as well as being part of a group, helps
ed the training with the patient at home, informed us
to reduce the symptoms of anxiety and depression.
that in order to do these training sessions, they had to
Avila et al. / Neuropsychological rehabilitation in mild and moderate Alzheimer’s disease patients
choose a good moment, as there were times when the
functioning and psychiatric symptoms of individuals
patients did not want to do the training. In this way,
in the group, corroborates earlier studies [2,34]. Ev-
maybe these techniques should be limited to individual
idence of improvement in ADL in individual training
sessions with patients who had mild cognitive deficits.
also has been seen in studies such as the only reported
Perhaps this lack of engagement occurs due to the dif-
by Zanetti et al. [27,28]. Cognitive stimulation training
ficulty in seeing the practical side of this training, even
conducted at home by the spouse of the patient with
though this was explained and exemplified in each ses-
AD has been studied by Quayhagen et al. [23,24] show-
sion. In contrast, patients who received individualized
ing significant improvement after intervention, and the
tendency of improvement when compared to the group
After considering each technique individually, it was
verified that the one that used motor movements onlyhad positive results for those patients who actually car-ried out the mime in a repetitive way. The more re-
9. Conclusion
served and unenthusiastic patients did not benefit fromthis type of technique. This was observed both in the
The results of the present study are in line with other
group and in the individualized training sessions. The
randomized controlled studies already conducted with
categorization technique showed good results in both
AD patients where statistical analyses showed that im-
the group and individualized training sessions. The
provements were not significant. This makes definite
patients had greater facility in learning and benefited
conclusions difficult to be drawn from them. On the
more from this strategy then other strategies. It was
other hand, the lack of statistical significance does not
interesting to note that the technique that proved to be
exclude the possibility of reaching some other observa-
the most difficult was the verbal association, either in
tions from the present study that suggest that (1) group
generating the associations or during the delayed recall
or individual memory training are more likely to re-
of words and phrases. This difficulty was observedboth in the group and the individual sessions.
sult in stabilization or even in small improvement of
During ADL training sessions, the patients were
the global efficiency of the patients, than home pro-
more participating and interested. It was also noted
grams; (2) NR individually seems to be more effec-
that these were better carried out in individual sessions,
tive for training ADL, while (3) group NR seems to be
where greater attention could be given to the specific
better to reduce patient’s anxiety and depression.
difficulties of each person. However, in group sessions,
The usefulness of memory training techniques where
it was not uncommon to see a patient helping another
patients cannot generalize this to other aspects of their
one with the carrying out a task. This was a positive
life continues to be a relevant issue. An alternative
factor in augmenting sociability. In relation to group 3,
could be to restrict the training to daily problem solving
the family members and caregivers did not comment in
with the help of external aids and improvement in ADL
performance. Another alternative could be to evaluate
A comparison with similar studies could not be done
the efficiency of other memory techniques. In addition,
due to the non-existence in the literature of any study
one should question the validity of training programs
with a similar objective of verifying the difference in
at home with families or caregivers, where there is no
the effect of NR in these three specific formats of in-
proper monitoring by a professional, as some of these
tervention. However, when looking at the broader aim
patients tend not to follow the treatment completely.
of the study, which was to verify the effect of memory
In conclusion, even if the quantitative data have not
training techniques and of ADL in patients with mild
been encouraging, one should bear in mind that the
to moderate AD, some comparisons can be made.
population studied suffers from a degenerative disease.
First, a small number of published controlled trials
The cognitive function stabilization and small improve-
indicate similar results, showing some improvement
ments or stabilization in ADL performance or in psy-
on cognitive [19,18] and ADL tasks [27,28,30], and
chiatric symptoms are not dispensable gains. The im-
reduced psychiatric symptoms [2,34].
plication that further non-pharmacological studies with
Further comparisons could be done with studies split
larger samples are necessary is a result in itself, in or-
into the types of intervention carried out (group, indi-
der to promote a better understanding of the strengths
vidual or at home). The hypothesis stipulated in this
and weaknesses of the various types of intervention in
study, that group NR improves or maintains the global
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