T h e n e w e ng l a n d j o u r na l o f m e dic i n e
Current Concepts
Henry M. Feder, Jr., M.D., Barbara J.B. Johnson, Ph.D., Susan O’Connell, M.D.,
Eugene D. Shapiro, M.D., Allen C. Steere, M.D., Gary P. Wormser, M.D.,
and the Ad Hoc International Lyme Disease Group*
From the Departments of Family Medi-cine and Pediatrics, Connecticut Chil-
LB. bur yme disease, the most common tick-borne infection in the north-
ern hemisphere, is a serious public health problem. In North America, it is
dren’s Medical Center, Hartford, and University of Connecticut Health Center,
caused exclusively by Borrelia burgdorferi sensu stricto (hereafter referred to as
gdorferi), whereas in Europe it is cau sed by B. afzelii, B. garinii, B. burgdorferi, and
occasionally by other species of borrelia.1
tious Diseases, Centers for Diseases Control and Prevention, Fort Collins, CO
This complex infection has a number of objective manifestations, including a char-
(B.J.B.J.); Lyme Borreliosis Unit, Health acteristic skin lesion called erythema migrans (the most common presentation of
early Lyme disease), certain neurologic and cardiac manifestations, and pauciarticu-
tory, Southampton General Hospital, Southampton, United Kingdom (S.O.); lar arthritis (the most common presentation of late Lyme disease), all of which usu-Departments of Pediatrics and Epidemi-
ally respond well to conventional antibiotic therapy.2 Despite resolution of the objec-
ology and Public Health, Yale University tive manifestations of infection after antibiotic treatment, a minority of patients
School of Medicine, New Haven, CT (E.D.S.); Division of Rheumatology, Al-
have fatigue, musculoskeletal pain, difficulties with concentration or short-term
lergy and Immunology, Massachusetts memory, or all of these symptoms. In this article, we refer to these usually mild and
General Hospital, Harvard Medical self-limiting subjective symptoms as “post–Lyme disease symptoms,” and if they last
School, Boston (A.C.S.); and the Division of Infectious Diseases, Department of longer than 6 months, we call them “post–Lyme disease syndrome.”Medicine, New York Medical College,
The word “chronic” has been applied to Lyme disease in a wide variety of contexts
and is sometimes used interchangeably with the preferred term “late Lyme disease.”
quests to Dr. Feder at the Departments of Family Medicine and Pediatrics, Uni-
For example, in Europe, certain late neurologic manifestations of previously untreated
versity of Connecticut Health Center, or inadequately treated infection, such as borrelial encephalomyelitis or long-standing
meningitis, have been referred to as “chronic neuroborreliosis” (Table 1).1-3 In the
United States, reports have described untreated patients with recurrent or persistent
*Other investigators who participated in arthritis that lasts for up to several years, presumably because of active infection.4
the Ad Hoc International Lyme Disease The focus of this review, however, is not the objective manifestations of late Lyme
disease but rather the imprecisely defined condition referred to as “chronic Lyme
disease.” This term is used by a small number of practitioners (often self-designated
Copyright 2007 Massachusetts Medical Society.
as “Lyme-literate physicians”) to describe patients whom they believe have persistent
B. burgdorferi infection, a condition they suggest requires long-term antibiotic treat-
ment and may even be incurable.5 Although chronic Lyme disease clearly encom-
passes post–Lyme disease syndrome, it also includes a broad array of illnesses or
symptom complexes for which there is no reproducible or convincing scientific evi-
dence of any relationship to B. burgdorferi infection. Chronic Lyme disease is used in
North America and increasingly in Europe as a diagnosis for patients with persistent
pain, neurocognitive symptoms, fatigue, or all of these symptoms, with or without
clinical or serologic evidence of previous early or late Lyme disease.
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Table 1. Selected Late or Long-Term Manifestations of Borrelia burgdorferi Infection.* Condition Prevalence Evidence of Active Infection Comments
antibodies against B. burgdorferi; in
Mild but objective cognitive abnormali- Pathogenesis thought to be
for antibodies against B. burgdorferi;
nostic; PCR to detect B. burgdorferi
ies against B. burgdorferi; CSF may
Extremely rare, with more cases in Objective abnormalities on neurologic Presents clinically with a pro-
Objective and characteristic abnormali- May be associated with a pe-
* PCR denotes polymerase chain reaction, CSF cerebrospinal fluid, CNS central nervous system, and MRI magnetic resonance imaging. B. burgdorferi, they do not require objective clinical
or laboratory evidence of infection as a diagnostic
The diagnosis of chronic Lyme disease and its criterion.5,8-10
treatment differ substantively from the diagnosis
Several lines of reasoning are used to provide
and treatment of recognized infectious diseases. support for this diagnostic rationale. One is the
The diagnosis is often based solely on clinical judg- unproven and very improbable assumption that
ment rather than on well-defined clinical criteria chronic B. burgdorferi infection can occur in the
and validated laboratory studies, and it is often absence of antibodies against B. burgdorferi in se-
made regardless of whether patients have been in rum (Table 2). Negative results of serologic tests
areas where Lyme disease is endemic.6,7 Although are often attributed to previous antibiotic therapy
proponents of the chronic Lyme disease diagnosis or to the theory that chronic infection with B. burg-
believe that patients are persistently infected with dorferi suppresses humoral immune responses;
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T h e n e w e ng l a n d j o u r na l o f m e dic i n e
Diagnosis Disease† Putative B. sential; diagnosis are in or poor pret may seropositivity duration
phocyte assays; none of these tests have been validated. Limitations
immunoblot than results cal objective no noblots the dence-based other with performed hood otherwise, value nostically
be disease antibodies persist antibiotic of patients the testing mens thus tive contamination performing distinguish organisms
America.*
cent from be ing disease; grans, time convert treated remain infection; among demic tomatic occur dorferi
IFA disease . burgdorferi, lym and
Technique
result or positive results are the tion on thereafter because false posi- tive immunoblot by
used all–deficient or cystic form Centers
Diagnosis Table 2. Laboratory
Other ed cell sorting for cell w Information
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neither theory is well supported by scientific an alternative diagnosis from a physician willing
data.12-14 When physicians who diagnose chronic to treat them for chronic Lyme disease.
Lyme disease obtain laboratory tests to provide
Data from studies of patients who underwent
support for their diagnoses, they often rely heavily reevaluation at academic medical centers suggest
on “Lyme specialty laboratories.” Such laboratories that the majority of patients presumed to have
may perform unvalidated in-house tests that are chronic Lyme disease have category 1 or 2 dis-
not regulated by the Food and Drug Administra- ease.8-10 Since patients in these two categories do
tion, or they may perform standard serologic tests not have evidence of active infection with B. burg-
interpreted with the use of criteria that are not dorferi, the potential benefit of treating them with
antibiotics, beyond a placebo effect, would be at-
Once the diagnosis of chronic Lyme disease is tributable to the antiinflammatory or other non-
made, patients are commonly treated for months antimicrobial effects of antibiotics.26 Antibiotic
to years with multiple antimicrobial agents, some therapy in these patients is not warranted.
of which are inactive in vitro against B. burgdor-
Patients with category 3 disease do not have a
feri.2,5,18-20 Antibiotics may be prescribed either si- history of objective clinical findings that are con-
multaneously or sequentially, and they are often sistent with Lyme disease, but their serum samples
administered parenterally. Occasionally, these pa- contain antibodies against B. burgdorferi, as deter-
tients are treated with unconventional and highly mined by means of standardized assays that were
dangerous methods such as bismuth injections or ordered to investigate chronic, subjective symp-
deliberate inoculation of plasmodia to cause ma- toms of unknown cause.27 Patients with disease in
laria.2,21,22 No other spirochetal infection, includ- this category have at most only equivocal evidence
ing the neurologic complications of tertiary syph- of B. burgdorferi infection, since the predictive
ilis, is managed in an analogous fashion.2,23 The value of positive serologic results in this setting
duration of treatment commonly prescribed for is low.27,28 Although some clinicians would offer
chronic Lyme disease often far surpasses even the patients with category 3 disease an empirical trial
conventional 6-month course of therapy success- of 2 to 4 weeks of an oral antibiotic, such patients
fully used for most cases of tuberculosis.
should be told that the diagnosis is uncertain and
that a benefit from treatment is unlikely.
Patients with category 4 disease have symptoms
associated with post–Lyme disease syndrome.29-31
In prospective studies of patients with erythema
Diagnoses of chronic Lyme disease appear to fall migrans, subjective symptoms of unknown cause
predominantly into one of four categories (Fig. were present 1 year or more after treatment in
1).8-10 Patients with category 1 disease do not have 0.5 to 13.1% of patients.31 Whether this prevalence
objective clinical manifestations or laboratory evi- exceeds that of such symptoms in the general
dence of B. burgdorferi infection, and they receive population is unknown, since none of these stud-
a diagnosis on the basis of the presence of non- ies included a control group. A meta-analysis sug-
specific symptoms such as fatigue, night sweats, gested that the prevalence of such symptoms ex-
sore throat, swollen glands, stiff neck, arthral- ceeded that in control groups without Lyme
gia, myalgia, palpitations, abdominal pain, nau- disease, but this analysis relied on several retro-
sea, diarrhea, sleep disturbance, poor concentra- spective studies in which the diagnosis and treat-
tion, irritability, depression, back pain, headache, ment of Lyme disease often did not meet current
and dizziness.5 Nonspecific symptoms such as standards.30,31
these are common, and some occur in more than
10% of the general population, regardless of wheth-
er Lyme disease is endemic in the area.24,25
Patients with category 2 disease have identifi-
able illnesses or syndromes other than Lyme dis- Controlled treatment trials have been conducted
ease. Such patients may or may not have a history only for patients with category 4 disease. Data
of Lyme disease. They have received either a mis- from three double-blind, randomized, placebo-
diagnosis or a diagnosis (e.g., multiple sclerosis) controlled trials have shown that there is substan-
that they are reluctant to accept and have sought tial risk, with little or no benefit, associated with
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T h e n e w e ng l a n d j o u r na l o f m e dic i n e
Category 1 Category 2 Category 3 Category 4 Figure 1. The Four Predominant Categories of Disease Associated with Chronic Lyme Disease. Only patients with category 4 disease have post–Lyme disease symptoms. SIZE y can cause considerable harm
propriate initial treatment for an episode of Lyme post–Lyme disease symptoms.2 Life-threatening
AUTHOR, PLEASE NOTE: Figure has been redrawn and type has been reset. biliary complications requiring
One of these trials enrolled 78 patients who cholecys
Please check carefully. tectomy35 have occurred after ceftriaxone feri at trial entry; a second trial enrolled 51 patients intravenous catheter has resulted in death.36 In an
who were seronegative.32 All patients had anteced- unpublished study in which 37 patients underwent
ent objective signs of Lyme disease, most often randomization to receive 10 weeks of treatment
physician-diagnosed erythema migrans. Patients with either ceftriaxone or placebo, about one fifth
were treated either with a 1-month course of cef- of the patients had serious adverse events, the ma-
triaxone administered intravenously, followed by jority of which were related to intravenous cath-
2 months of doxycycline given orally, or with iden- eters.37 In light of the risk of serious adverse events
tical-appearing intravenous and then oral place- in their study, Krupp et al. concluded that “re-
bos. Patients were assessed at enrollment and peated courses of antibiotic treatment are not indi-
3 months after completion of treatment with the cated for persistent symptoms following Lyme
use of the Medical Outcomes Study 36-item Short- disease, including those related to fatigue and
Form General Health Survey (SF-36). There were cognitive dysfunction.”33
no significant differences in the scores between
Eligibility criteria for two controlled trials stip-
the patients in the antibiotic and placebo groups.
ulated that symptoms must be severe enough to
In a single-center trial conducted by Krupp et interfere with the patient’s ability to function.32
al., 55 patients with severe fatigue (as measured Thus, the physical health status of the patients
by an 11-item questionnaire) after treatment of enrolled in these two studies was equivalent to
well-documented Lyme disease underwent ran- that of patients with congestive heart failure or
domization to receive ceftriaxone or an identical- osteoarthritis.32 This finding was preordained by
appearing placebo for 28 days.33 The investigators the study design, but it has been incorrectly inter-
reported a reduction in scores for fatigue severity preted by some to indicate that patients with
in the ceftriaxone group that exceeded the reduc- post–Lyme disease symptoms typically are severely
tion in the placebo group by 13 percentage points disabled.
(i.e., a reduction of 22% vs. 9%; P = 0.01) but no
The investigators who conducted the controlled
significant improvement in cognitive function. treatment trials had great difficulty finding pa-
There was no significant difference between the tients who met the criteria for entry, despite inten-
groups with regard to the degree of improvement sive efforts that included both the notification and
in reported health status on the basis of the SF-36 involvement of Lyme disease support groups and
score. Patients in the ceftriaxone group were sig- associations.32,33 For two of the three studies, ad-
nificantly more likely than those in the placebo ditional sites had to be engaged,32 and the enroll-
group to identify their treatment assignment cor- ment period had to be extended for all three stud-
rectly at the end of therapy, raising a concern that ies.32,33 To enroll 55 patients in one of the studies,
masking was compromised and that a placebo ef- investigators had to screen more than 500 people,
fect may explain the greater improvement in scores most of whom were excluded because of the ab-
for fatigue severity in the treated group.33
sence of a substantiated history of Lyme disease.33
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This difficulty with enrollment appears to reflect nearly three quarters of 97 patients who had re-
the scarcity of persons with well-documented ceived the diagnosis of chronic Lyme disease.43
Lyme disease in whom clinically significant prob- However, the authors did not sequence the ampli-
lems develop after conventional treatment.
cons to confirm that the DNA was from B. burg-
Although anecdotal evidence and findings from dorferi. Such a high rate of positive results among
uncontrolled studies have been used to provide patients who had been treated extensively with
support for long-term treatment of chronic Lyme antibiotics is unlikely when one considers that only
disease,18-20 a response to treatment alone is nei- 1 of 12 urine samples (8%) from untreated pa-
ther a reliable indicator that the diagnosis is ac- tients with erythema migrans was found to be
curate nor proof of an antimicrobial effect of positive in a careful evaluation of this technique’s
treatment. Many patients with intermittent or self- value as a diagnostic test.44 Moreover, detection
limited symptoms may feel better over time as a of bacterial DNA is not necessarily an indicator
result of the natural course of their condition, and of either active infection or clinical disease.45
controlled trials indicate that nearly 40% of pa- The central question is not whether a few spiro-
tients with post–Lyme disease symptoms have a chetes might persist after antibiotic treatment, but
positive response to placebo.32 In addition, the as- whether clinical disease can be attributed to their
sessment of a change in symptoms may be con- presence.
founded by antiinflammatory and other nonanti-
It is highly unlikely that post–Lyme disease
microbial effects of antibiotics.26 Furthermore, the syndrome is a consequence of occult infection of
published reports of uncontrolled trials of antibi- the central nervous system. This conclusion is
otic treatment for chronic Lyme disease used based on evidence such as the absence of inflam-
poorly standardized case definitions and either mation in the cerebrospinal fluid,32,33 negative re-
undefined criteria for interpreting immunoblots sults of both cultures and PCR assays for B. burg-
or criteria that have subsequently been found to dorferi in the cerebrospinal fluid,32,40 the absence
have very low specificity (approximately 60%).38 of structural abnormalities of the brain parenchy-
ma,46 and normal neurologic function, with no
effect of antibiotic therapy (as compared with pla-
Additional evidence against the hypothesis that
chronic symptoms are due to persistent infection
A report by Phillips and colleagues39 is often cited is the fact that antibodies against B. burgdorferi in
to provide support for the hypothesis of persistent many of these patients are undetectable, which is
B. burgdorferi infection. They indicated that they de- inconsistent with the well-established immunoge-
tected B. burgdorferi in blood specimens from 43 of nicity of the spirochete’s lipoproteins.13,14,20,29,32,47
47 patients who had received or were receiving pro- Patients in whom treatment for most infectious
longed antibiotic therapy for chronic Lyme dis- diseases, including syphilis, has failed typically
ease (91%). Other investigators have been unable have persistent or rising titers of antibodies be-
to reproduce these findings in patients with well- cause of ongoing B-cell stimulation by microbial
documented post–Lyme disease syndrome.32,40-42 antigens.23
Moreover, Phillips and colleagues used a new cul-
The lack of convincing evidence for the persis-
ture medium that specifically included Detroit tap tence of B. burgdorferi in treated patients (Table 3)
water; this medium was subsequently shown to be is not surprising.2,20,23,24,29-33,40,47-49 The failure of
bactericidal for B. burgdorferi.41 In contrast to the treatment for bacterial infections typically occurs
findings from their report,39 B. burgdorferi could as a result of pathogens that either have or acquire
not be detected in any of 843 specimens of blood resistance to antibiotics, difficulties in achieving
or cerebrospinal fluid, tested by means of either sufficient concentrations of antibiotic at sites of
culture or polymerase chain reaction (PCR), from infection, or impaired host-defense mechanisms.2
the 129 patients enrolled in two of the controlled None of these factors are generally applicable to
treatment trials.32,40 Moreover, there was no sero- infection with B. burgdorferi. Although B. burgdorferi
logic evidence of tick-borne coinfections in the vast can develop into cystlike forms in vitro under cer-
tain conditions that can be created in the labora-
In another report, DNA of B. burgdorferi was de- tory,50 there is no evidence that this phenomenon
tected by means of PCR in urine specimens from has any clinical relevance. B. burgdorferi may pen-
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T h e n e w e ng l a n d j o u r na l o f m e dic i n e
in clear and empathetic language leaves the patient
Table 3. Evidence against Active Infection in Patients with Subjective
susceptible to those who would offer unproven and
Symptoms Persisting for More Than 6 Months after Antibiotic Treatment for Lyme Disease.
potentially dangerous therapies. Additional advice
to clinicians is included in the Supplementary Ap-
Signs and symptoms
pendix, available with the full text of this article
Absence of concomitant objective clinical signs of either disease or inflam-
mation and no progression to objective signs or development of inflam-
Similar symptoms common in persons who have never had Lyme dis-
Laboratory tests
Physicians and laypeople who believe in the exis-
Persistence of symptoms independently of persistent seropositivity20,29,32,47
tence of chronic Lyme disease have formed soci-
Absence of either positive cultures or positive polymerase-chain-reaction re-
eties, created charitable foundations, started nu-
merous support groups (even in locations in which
Treatment B. burgdorferi infection is not endemic), and devel-
No substantive response to antibiotic therapy in controlled treatment
oped their own management guidelines.5 Scien-
tists who challenge the notion of chronic Lyme
No documented resistance of Borrelia burgdorferi to recommended anti-
disease have been criticized severely.
The attorney general of Connecticut has begun
Absence of recognized risks for failure of antibiotic therapy; these include
an unprecedented antitrust investigation of the
host immunodeficiency or an infection in which there is local ischemia,
Infectious Diseases Society of America, which is-
a foreign body (biofilm), a sequestrum, or an abscess2
sued treatment guidelines for Lyme disease that
Other evidence
do not support open-ended antibiotic treatment
regimens.2 In some states, legislation has been
Lack of precedent for the use of long-term antibiotic treatment in other
proposed to require insurance companies to pay
for prolonged intravenous therapy to treat chronic
Lyme disease. The media frequently disregard
complex scientific data in favor of testimonials
etrate cells in vitro, but there is no evidence that about patients suffering from purported chronic
the organism may be sheltered from antibiotics Lyme disease and may even question the compe-
during an intracellular phase and then disseminate tence of clinicians who are reluctant to diagnose
and cause clinical relapse.51,52 Indeed, the strate- chronic Lyme disease. All these factors have con-
gies used by B. burgdorferi to adapt to the vertebrate tributed to a great deal of public confusion with
host and evade host defenses indicate an extracel- little appreciation of the serious harm caused to
many patients who have received a misdiagnosis
and have been inappropriately treated.
How should clinicians handle the referral of symp-
tomatic patients who are purported to have chron- Chronic Lyme disease is the latest in a series of
ic Lyme disease? The scientific evidence against the syndromes that have been postulated in an attempt
concept of chronic Lyme disease should be dis- to attribute medically unexplained symptoms to
cussed and the patient should be advised about the particular infections. Other examples that have
risks of unnecessary antibiotic therapy. The patient now lost credibility are “chronic candida syndrome”
should be thoroughly evaluated for medical condi- and “chronic Epstein–Barr virus infection.”57,58 The
tions that could explain the symptoms. If a diag- assumption that chronic, subjective symptoms are
nosis for which there is a specific treatment cannot caused by persistent infection with B. burgdorferi is
be made, the goal should be to provide emotional not supported by carefully conducted laboratory
support and management of pain, fatigue, or other studies or by controlled treatment trials. Chronic
symptoms as required.54-56 Explaining that there Lyme disease, which is equated with chronic B. burg-
is no medication, such as an antibiotic, to cure the dorferi infection, is a misnomer, and the use of pro-
condition is one of the most difficult aspects of car- longed, dangerous, and expensive antibiotic treat-
ing for such patients. Nevertheless, failure to do so ments for it is not warranted.2
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Dr. Feder reports receiving lecture fees from Merck and serving Zeneca to New York Medical College for visiting lecturers for in-
as an expert witness in medical-malpractice cases related to Lyme fectious-disease grand rounds, being part owner of Diaspex (a
disease. Dr. Johnson reports holding patents on diagnostic anti- company that is now inactive with no products or services), own-
gens for Lyme disease. Dr. O’Connell reports serving as an expert ing equity in Abbott, serving as an expert witness in a medical-
witness related to Lyme disease issues in civil and criminal cases malpractice case, and being retained in other medical-malpractice
in England. Dr. Shapiro reports serving as an expert witness in cases involving Lyme disease. He may become a consultant to
medical-malpractice cases related to Lyme disease, reviewing Biopeptides. No other potential conflict of interest relevant to this
claims of disability related to Lyme disease for Metropolitan Life article was reported.
Insurance Company, and receiving speaker’s fees from Merck and
The findings and conclusions in this article are those of the
Sanofi-Aventis. Dr. Steere reports receiving a research grant from authors and do not necessarily represent the views of the Centers
Viramed and fees from Novartis. Dr. Wormser reports receiving for Disease Control and Prevention.
research grants related to Lyme disease from Immunetics, Bio-
We thank Alex P. Butensky, Julie Chacko, Rachel Hart, and
Rad, and Biopeptides and education grants from Merck and Astra- Lisa Giarratano for assistance. Appendix
The following were members of the Ad Hoc International Lyme Disease Group: Gundersen Lutheran Medical Foundation, La Crosse, WI — W.A.
Agger; National Microbiology Laboratory, Health Canada, Winnipeg, MB, Canada — H. Artsob; Johns Hopkins Medical Institutions, Baltimore — P.
Auwaerter, J.S. Dumler; St. Luke’s Hospital, Duluth, MN — J.S. Bakken; Yale University School of Medicine, New Haven, CT — L.K. Bockenstedt,
J. Green; New York Medical Col ege, Valhal a — R.J. Dattwyler, J. Munoz, R.B. Nadelman, I. Schwartz; Danbury Hospital, Danbury, CT — T.
Draper; Johns Hopkins Medical Institutions, Crofton, MD — E. McSweegan; Atlantic Neuroscience Institute, Summit, NJ, and the New York University School of Medicine, New York — J.J. Halperin; Boston University School of Medicine and Boston Medical Center, Boston — M.S. Klempner; University of Connecticut School of Medicine and Connecticut Children’s Medical Center, Farmington — P.J. Krause; Centers for Disease Control and Prevention, Fort Col ins, CO — P. Mead; University of British Columbia, Vancouver, Canada — M. Morshed; University of Medicine and Dentistry of New Jersey–Robert Wood Johnson Medical School, Piscataway — R. Porwancher; University of Connecticut Health Center, Farmington — J.D. Radolf; Maine Medical Center, Portland, ME — R.P. Smith, Jr.; Schneider Children’s Hospital at North Shore, Manhasset, NY — S. Sood; Washington Hospital Center and Georgetown University Medical Center, Washington, DC — A. Weinstein; Wadsworth Center, New York State Department of Health, Albany — S.J. Wong; and Con-necticut Children’s Medical Center, University of Connecticut, Hartford — L. Zemel. References 1. Steere AC. Lyme disease. N Engl J Med patients seen at a Lyme disease referral 20. Fallon BA, Tager F, Fein L, et al. Re-
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